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Custody & Legal

Legal & Custody

Perfection and chain of control determine enforceability. Confirm who can move the asset and under what conditions.

Custody & Legal

Clarity on title, perfection, and who can authorize movements of the asset prevents disputes at default.

Asset‑Backed Loans: The Basics

What counts as collateral and why it matters.

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LTV, Haircuts, and Margin Calls

Risk controls explained with examples.

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Custody & Legal Essentials

Perfection, title, and documentation.

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Popular reads

Collateral Custody & Legal Foundations

Legal Structure of Collateralization

Collateral-backed lending involves transferring a legal claim over the asset. This could be via title transfer, lien, or UCC-1 filing, ensuring lender protection.

UCC-1 Explained

A UCC-1 form is a legal filing used in the U.S. to establish a lender's security interest. It is a public declaration that the borrower has pledged specific assets.

Custodianship and Storage Options

Assets may be held with third-party custodians like banks or vaults. Terms around access, inspection, and audit should be agreed upon beforehand.

Redemption Clauses

Contracts should specify redemption terms: grace period, repayment proof, asset condition upon return. Misalignment here can cause disputes.

Jurisdictional Issues

Collateral arrangements must comply with local commercial law. Different jurisdictions treat pledged assets, defaults, and insolvency differently.

Best Practices

Borrowers should request a legal brief on the custody setup, examine insurance coverage, and negotiate transparent access terms.